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UBS WARBURG CONTINUES TO DOMINATE THE BULGE BRACKET BANKS

The number of financial advisers has remained at fourteen firms this quarter, but there has been continued volatility in the composition of the rankings.
 
UBS Warburg continued its dominance of the client rankings last quarter, increasing its lead over second-placed Dresdner Kleinwort Wasserstein to 58.5 stock market company clients. HSBC Investment Bank remained in third place with no net change in its clientele. Two firms dropped out of the table altogether. Last quarter's newcomer, Credit Suisse First Boston is no longer featured, and a similar fate befell Williams de Broe. In their place, Brewin Dolphin Securities Ltd entered at ninth position and Deutsche Bank AG London at number thirteen. Last quarter's other newcomer to the tables, Seymour Pierce Limited, dropped one place to eleventh spot.
 
Warburgs continued its substantial dominance over its rivals in the other size table, clients making the most profit. HSBC Investment Bank jumped one place to second, on the back of an increase in client profits, but made little impact on Warburgs' substantial lead, while Dresdner Kleinwort Wasserstein leaped three places to third. Last quarter's runner up, NM Rothschild, fell to fourth place. Behind them, the most notable performance came from Close Brothers Corporate Finance Ltd with a 50% increase in client profitability to £749.5m. Sadly the performance was not enough to improve on the firm's eighth position, though bulge bracket status is surely not too far off. Newcomers Deutsche Bank AG London and Brewin Dolphin Securities Ltd achieved seventh and thirteen place respectively.
 
In the growth tables, the smaller company specialists Peel Hunt & Co and Investec Henderson Crosthwaite traded blow for blow. Peel Hunt retained its pole position in the table of fastest growing clients, with Investec Henderson Crosthwaite up four positions to take runner up on the podium. Old Mutual Securities retained the other podium place, while Lazard Brothers slipped to fifth position. The top slots were revered in the other growth table, clients with the fastest increasing earnings, where Peel Hunt lost first place to Investec Henderson Crossthwaite, while HSBC Investment Bank jumped four places to third.
 
Overall, HSBC is the most consistently placed financial adviser across the four rankings, well ahead of second-placed Investec Henderson Crosthwaite and UBS Warburg in third.


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